Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Philllips is a registered representative with Oppenheimer & Co. Inc. and has been working in the financial services industry since 2002. Michael has experience with various financial institutions including Morgan Stanley & Co. LLC, Stifel, Nicolaus & Company, Incorporated, Legg Mason Wood Walker, Incorporated, J.P. Morgan Securities Inc., and Edward Jones. Michael is also a licensed securities agent in Maryland and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
07/19/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
08/17/2016 - 03/31/2023
MORGAN STANLEY & CO. LLC (NEW YORK NY)
MD
12/01/2005 - 07/06/2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)
MD
02/18/2005 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
05/25/2004 - 02/11/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
MO
09/10/2002 - 10/30/2002
EDWARD JONES (ST. LOUIS MO)
BC
Issued 09/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/02/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/11/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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