Unclaimed
Michael Phillip Tarantino is a financial advisor with LPL Financial LLC and has been in the financial industry since 2003. Michael has a CFP® designation and has experience providing financial advice to a variety of clients, including individuals, families, and businesses. Michael is registered to provide securities and investment advisory services in 28 states. Michael was previously registered with Investment Centers of America, Inc. and AXA Advisors, LLC. Michael holds the Series 7, Series 66 and SIE exams. Michael is located in Fort Collins, Colorado and has a branch office location in Fort Collins.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
11/29/2017 - Present
LPL Financial LLC (FORT COLLINS CO)
CO
09/07/2004 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (FT COLLINS CO)
NY
06/18/2003 - 08/30/2004
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 04/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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