Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Phillip Maxwell is a financial professional with over 8 years of experience in the industry. Michael is currently registered with Pentegra Distributors Inc. in Connecticut. Michael has held previous positions at Empower Financial Services, Inc. in Greenwood Village, CO and MML Distributors, LLC in Springfield, MA. Michael has passed the Series 6, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/17/2024 - Present
Pentegra Distributors Inc. (WHITE PLAINS NY)
CO
01/04/2021 - 06/28/2024
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
MA
09/21/2015 - 01/04/2021
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
CT
06/20/2012 - 10/01/2012
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (WINDSOR CT)
BC
Issued 02/05/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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