Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Phillip Clark is a financial advisor at LPL Financial LLC. Michael has been in the financial services industry since 2003. Michael holds Series 7 and 66 licenses and the SIE. Michael is registered to provide financial advice in 18 states. Before joining LPL Financial LLC, Michael has worked for several other firms including CUNA Brokerage Services, Inc., NYLIFE Securities LLC, and Ameriprise Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ME
01/25/2021 - Present
LPL Financial LLC (Richmond ME)
ME
11/10/2011 - 10/16/2015
CETERA INVESTMENT SERVICES LLC (BRUNSWICK ME)
ME
09/17/2010 - 10/26/2011
FIDELITY BROKERAGE SERVICES LLC (PORTLAND ME)
ME
03/05/2007 - 08/30/2010
CUNA BROKERAGE SERVICES, INC. (TOPSHAM ME)
ME
11/17/2006 - 02/26/2007
NYLIFE SECURITIES LLC (PORTLAND ME)
ME
07/21/2003 - 09/20/2006
AMERIPRISE FINANCIAL SERVICES, INC. (SOUTH PORTLAND ME)
MN
07/21/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/12/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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