Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Philip Waters is a financial advisor with over 37 years of experience in the industry. Michael is currently registered with Osaic Wealth, Inc. and has a broad range of experience, having worked with firms like Securities America, Inc. and MML Investors Services, Inc. in the past. Michael holds several licenses and certifications, including Series 7, 24, 63, 99TO, and SIE, as well as the designation of Chartered Financial Consultant. Michael is known for providing personalized financial advice and services to a wide range of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (UNIONDALE NY)
NY
06/01/2009 - 06/14/2024
SECURITIES AMERICA, INC. (GARDEN CITY NY)
NY
05/09/2003 - 06/15/2009
MML INVESTORS SERVICES, INC. (GARDEN CITY NY)
NY
09/24/1986 - 05/22/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 10/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Waters is the right advisor for you? Invested Better is here to help.
