Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Tomkins is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., located in Whitefish, MT. Michael has been in the financial services industry since 2003. Michael holds the Series 3, 7, 9, 10, 31, and 66 licenses. Michael has worked for Bank of America, N.A. and Merrill Lynch, Pierce, Fenner & Smith Incorporated in the past. Michael has 7 approved SRO registrations, 14 approved state registrations and 3 approved IA state registrations. Michael has 1 approved FINRA registrations. Michael has experience in financial planning and investment management. Michael also has a special interest in serving the insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MT
08/25/2004 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Whitefish MT)
BOTH
Issued 08/04/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/11/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2009
Series 3 - National Commodity Futures Examination
BC
Issued 03/05/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/26/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Tomkins is the right advisor for you? Invested Better is here to help.
