Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Graichen is a registered representative with R. F. Lafferty & Co., Inc. Michael has over 20 years of experience in the financial services industry. Michael was previously employed by JOSEPH GUNNAR & CO. LLC, PAULSON INVESTMENT COMPANY LLC, ADVISORY GROUP EQUITY SERVICES LTD., SOURCE CAPITAL GROUP, INC., R. F. LAFFERTY & CO., INC., KUHNS BROTHERS SECURITIES CORPORATION, WESTOR CAPITAL GROUP, INC., TRIPONT GLOBAL EQUITIES, LLC, VFINANCE INVESTMENTS, INC, BANC OF AMERICA INVESTMENT SERVICES, INC., and QUICK & REILLY, INC. Michael holds the Series 7, Series 66, Series 79TO, Series 99TO, and SIE licenses. Michael is registered with the state of Arizona, California, Connecticut, Florida, Illinois, Massachusetts, Minnesota, Nevada, New Jersey, New York, Texas, and Virgin Islands. Michael specializes in portfolio management for individuals and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
09/29/2023 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
NY
03/24/2023 - 10/02/2023
JOSEPH GUNNAR & CO. LLC (NEW YORK NY)
NY
03/04/2020 - 03/24/2023
PAULSON INVESTMENT COMPANY LLC (NEW YORK NY)
CT
02/07/2017 - 03/02/2020
ADVISORY GROUP EQUITY SERVICES LTD. (Westport CT)
CT
11/18/2015 - 02/03/2017
SOURCE CAPITAL GROUP, INC. (WESTPORT CT)
NY
01/13/2014 - 11/25/2015
R. F. LAFFERTY & CO., INC. (NEW YORK NY)
NY
04/08/2013 - 01/02/2014
KUHNS BROTHERS SECURITIES CORPORATION (NEW YORK NY)
NY
01/17/2013 - 04/16/2013
WESTOR CAPITAL GROUP, INC. (HERKIMER NY)
NY
02/14/2008 - 12/14/2012
TRIPOINT GLOBAL EQUITIES, LLC (NEW YORK NY)
NY
08/08/2006 - 02/13/2008
VFINANCE INVESTMENTS, INC (NEW YORK NY)
MA
10/20/2004 - 12/31/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
04/12/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 07/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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