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Michael Philip Atwood

Boston Partners Securities, LLC

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About Michael Philip Atwood

Michael Atwood is a financial professional with over 15 years of experience in the securities industry. Michael is currently registered with Boston Partners Securities, LLC, a firm that is not registered with the Securities and Exchange Commission as an investment advisor. Michael is registered as a broker-dealer with the Financial Industry Regulatory Authority (FINRA). Prior to joining Boston Partners Securities, LLC, Michael worked with DEAM INVESTOR SERVICES, INC. Michael holds the Series 3, Series 7, and Series 63 securities licenses. Michael has been actively registered in over 50 states and is registered as a broker-dealer in every state except for the District of Columbia. Michael is a knowledgeable and experienced financial professional who can provide guidance on a wide range of financial products and services.

Firm Information

Michael Atwood is currently registered with Boston Partners Securities, LLC. Boston Partners Securities, LLC is a Limited Liability Company formed in May 2004. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in seven Regulatory Events and one Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Atwood’s Registration & Firm History

NY

05/16/2006 - Present

Boston Partners Securities, LLC (NEW YORK NY)

NY

03/03/2003 - 04/07/2006

DEAM INVESTOR SERVICES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/08/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/2004

Series 3 - National Commodity Futures Examination

BC

Issued 02/08/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Philip Atwood.
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