Unclaimed
Michael Atwood is a financial professional with over 15 years of experience in the securities industry. Michael is currently registered with Boston Partners Securities, LLC, a firm that is not registered with the Securities and Exchange Commission as an investment advisor. Michael is registered as a broker-dealer with the Financial Industry Regulatory Authority (FINRA). Prior to joining Boston Partners Securities, LLC, Michael worked with DEAM INVESTOR SERVICES, INC. Michael holds the Series 3, Series 7, and Series 63 securities licenses. Michael has been actively registered in over 50 states and is registered as a broker-dealer in every state except for the District of Columbia. Michael is a knowledgeable and experienced financial professional who can provide guidance on a wide range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/16/2006 - Present
Boston Partners Securities, LLC (NEW YORK NY)
NY
03/03/2003 - 04/07/2006
DEAM INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 03/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2004
Series 3 - National Commodity Futures Examination
BC
Issued 02/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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