Unclaimed
Michael Silbaugh is a financial advisor with LPL Financial LLC in FORT MILL, SC. Michael has been in the financial industry since 1996. Michael is a Series 7, Series 9, Series 10, Series 63 and SIE licensed financial professional. Michael holds a FINRA Series 8 license. Michael also has experience with TD Ameritrade, Inc., Raymond James & Associates, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. LPL Financial LLC is an independent financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
02/28/2023 - Present
LPL Financial LLC (FORT MILL SC)
FL
04/12/2021 - 03/03/2023
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
CO
01/19/2021 - 03/30/2021
E*TRADE SECURITIES LLC (Centennial CO)
CO
10/13/2020 - 12/31/2020
E*TRADE SECURITIES LLC (Centennial CO)
NE
08/24/2011 - 01/15/2020
TD AMERITRADE, INC. (OMAHA NE)
NC
03/11/2010 - 07/20/2011
CENTURY SECURITIES ASSOCIATES, INC. (CHARLOTTE NC)
NY
05/02/1995 - 01/19/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/18/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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