Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kubas is a financial advisor at Stifel, Nicolaus & Company, Inc. located in Walnut Creek, CA. Michael has been working in the financial industry since March 9, 2006 and is registered in 19 states. Michael holds the Series 7, Series 63 and SIE licenses. Michael specializes in portfolio management for individuals, businesses, pooled investment vehicles and pension consulting. Michael also offers financial planning and educational seminars. Prior to joining Stifel, Nicolaus & Company, Inc., Michael was with BNP PARIBAS SECURITIES CORP. and BANC OF AMERICA SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/10/2015 - Present
Stifel, Nicolaus & Company, Inc. (WALNUT CREEK CA)
CA
11/30/2010 - 10/20/2015
BNP PARIBAS SECURITIES CORP. (SAN FRANCISCO CA)
IL
12/02/2005 - 10/12/2010
BANC OF AMERICA SECURITIES LLC (CHICAGO IL)
BC
Issued 05/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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