Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Peter Wallace is a financial advisor with Stifel, Nicolaus & Company, Inc. Michael has been in the financial services industry since 1987. Michael's office is located at 100 NORTH TAMPA STREET, SUITE 1750 in Tampa, FL. Michael holds multiple licenses and registrations including Series 3, 7, 10, 63, 65, and SIE. Previous firms Michael has worked for include UBS FINANCIAL SERVICES INC., RAYMOND JAMES & ASSOCIATES, INC., PRUDENTIAL SECURITIES INCORPORATED, and LEHMAN BROTHERS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (TAMPA FL)
FL
07/31/2000 - 06/13/2013
UBS FINANCIAL SERVICES INC. (TAMPA FL)
FL
03/31/1997 - 08/16/2000
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
04/08/1993 - 04/07/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/21/1987 - 05/03/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 03/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1988
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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