Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Peter Sloan is a financial advisor with over 25 years of experience in the industry. Michael has been registered with LPL Financial LLC since January 2025. Prior to that, Michael worked at various firms including Chase Investment Services Corp, BANC One Securities Corporation, Josephthal & Co., Inc., Salomon Smith Barney Inc., H.J. Meyers & Co., Inc. and First Albany Corporation. Michael has a wide range of experience and holds several licenses and designations including Series 7, Series 63, Series 65 and SIE. Michael provides financial planning, portfolio management for businesses and individuals, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
02/04/2025 - Present
LPL Financial LLC (ELGIN IL)
IL
07/06/2005 - 08/09/2010
CHASE INVESTMENT SERVICES CORP. (ST. CHARLES IL)
IL
04/12/2000 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
02/22/1999 - 09/21/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
07/15/1997 - 10/16/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/14/1995 - 09/19/1997
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
07/14/1997 - 08/05/1997
FIRST ALBANY CORPORATION (NEW YORK NY)
IA
Issued 08/05/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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