Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rooney is a financial advisor with over 18 years of experience in the industry. Michael has been with Morgan Stanley since 2016 and previously worked at Morgan Stanley & Co. LLC and Morgan Stanley DW INC. Michael is registered to provide investment advice in 53 states and the District of Columbia. Michael specializes in providing financial planning and asset allocation advice to high-net-worth individuals, insurance companies, charitable organizations, investment companies, pension and profit-sharing plans, and corporations or other businesses. Michael also offers portfolio management services for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/05/2022 - Present
Morgan Stanley (New York NY)
NY
05/27/2016 - 09/02/2021
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
08/18/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
06/11/2004 - 03/31/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (JERSEY CITY NJ)
BOTH
Issued 01/26/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/03/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2010
Series 3 - National Commodity Futures Examination
BC
Issued 06/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Rooney is the right advisor for you? Invested Better is here to help.
