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Michael Peter Ravanesi

Scotia Capital (usa) Inc.

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About Michael Peter Ravanesi

Michael Peter Ravanesi is a financial advisor with over 20 years of experience in the industry. Michael has been with Scotia Capital (usa) Inc. since 2009, working out of the New York City office. Previously, Michael was employed by Credit Suisse Securities (USA) LLC, UBS Securities LLC, Credit Suisse First Boston Corporation, Donaldson, Lufkin & Jenrette Securities Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael holds licenses for Series 7, 63, 79TO, SIE, and 24.

Firm Information

Michael Ravanesi is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Ravanesi’s Registration & Firm History

NY

09/09/2009 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

05/21/2007 - 02/23/2009

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

CT

06/06/2002 - 06/07/2007

UBS SECURITIES LLC (STAMFORD CT)

NY

10/16/2000 - 04/05/2002

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NJ

07/24/2000 - 10/16/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

12/15/1998 - 08/08/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/11/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/27/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/03/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Peter Ravanesi.
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