Unclaimed
Michael Latona is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Pimco Investments LLC. Prior to this, Michael was registered with Allianz Global Investors Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., and Prudential Securities Incorporated. Michael holds Series 7, Series 63, Series 65, and SIE licenses. Michael is registered in California, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/14/2011 - Present
Pimco Investments LLC (NEW YORK NY)
NY
09/21/2010 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NJ
05/12/2006 - 09/21/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LEE NJ)
NJ
07/17/2001 - 06/01/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
08/14/1999 - 07/17/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/07/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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