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Michael Peter Latona

Pimco Investments LLC

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About Michael Peter Latona

Michael Latona is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Pimco Investments LLC. Prior to this, Michael was registered with Allianz Global Investors Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., and Prudential Securities Incorporated. Michael holds Series 7, Series 63, Series 65, and SIE licenses. Michael is registered in California, New Jersey, New York, and Pennsylvania.

Firm Information

Michael Latona is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Latona’s Registration & Firm History

NY

02/14/2011 - Present

Pimco Investments LLC (NEW YORK NY)

NY

09/21/2010 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

NJ

05/12/2006 - 09/21/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LEE NJ)

NJ

07/17/2001 - 06/01/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

08/14/1999 - 07/17/2001

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/07/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/24/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Peter Latona.
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