Unclaimed
Michael Kozak is a financial advisor with Cantor Fitzgerald & Co. Michael has been in the industry since 2011. Michael holds the Series 7, 86, 87 and SIE licenses. Michael has prior experience with Cormark Securities (USA) Limited.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/10/2017 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NA
08/31/2009 - 08/27/2015
CORMARK SECURITIES (USA) LIMITED (TORONTO, ONTARIO )
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/28/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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