Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Golik is a financial advisor with Stifel, Nicolaus & Company, Inc. He has been in the industry since 1994 and has a broad range of experience in providing financial advice to individuals and businesses. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 63, 65 and 66 licenses. He also holds multiple state securities licenses. Michael previously worked for A. G. Edwards & Sons, Inc., Prudential Securities Incorporated, and Raymond James & Associates, Inc. Michael is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/08/2008 - Present
Stifel, Nicolaus & Company, Inc. (CHARLOTTE NC)
NC
11/21/2001 - 01/04/2008
A. G. EDWARDS & SONS, INC. (CHARLOTTE NC)
NY
05/24/1999 - 07/05/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
06/23/1994 - 12/22/1998
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 09/19/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/23/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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