Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Peter Formella is a financial advisor with Northwestern Mutual Investment Services, LLC, based in Mequon, WI. Michael has been in the industry since 1989 and has extensive experience in the field. Michael is registered with FINRA and the state of Wisconsin and holds the Series 6, 7, 26, 63 and 65 licenses, in addition to the SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WI
01/03/1989 - Present
Northwestern Mutual Investment Services, LLC (MEQUON WI)
WI
01/03/1989 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/06/1993
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/27/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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