Unclaimed
Michael Farinacci is a licensed securities professional who has been in the financial industry since 2005. He currently works at TP Icap Global Markets Americas LLC. Prior to that, Michael worked at Tullett Prebon Financial Services LLC, Tradition Securities and Derivatives Inc., Standard Credit Securities Inc., and GFI Securities LLC. He has a Series 7, Series 63, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/30/2023 - Present
TP Icap Global Markets Americas LLC (EDISON NJ)
NJ
09/16/2019 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (EDISON NJ)
NY
01/02/2014 - 07/29/2019
TRADITION SECURITIES AND DERIVATIVES INC. (New York NY)
NY
04/18/2008 - 02/14/2015
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NY
12/16/2004 - 05/15/2008
GFI SECURITIES LLC (NEW YORK NY)
BC
Issued 02/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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