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Michael Peter Dorman

Pimco Investments LLC

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About Michael Peter Dorman

Michael Dorman is a registered investment advisor with Pimco Investments LLC and has been in the industry since May 22, 2022. Michael is licensed in California, New York, and Texas. He holds the Series 7TO, Series 63 and SIE licenses. Michael Dorman has a strong background in the financial services industry and is committed to providing his clients with personalized investment advice.

Firm Information

Michael Dorman is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Dorman’s Registration & Firm History

NY

05/23/2022 - Present

Pimco Investments LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/01/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/21/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/05/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Peter Dorman.
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