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Michael Peter Azzinaro

Loop Capital Markets LLC

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About Michael Peter Azzinaro

Michael Azzinaro has been in the industry since 1985. Michael is currently registered with Loop Capital Markets LLC and is located in New York, NY. Previously, Michael worked at Sterne, Agee & Leach, Inc., BANC OF AMERICA SECURITIES LLC, UBS SECURITIES LLC, UBS FINANCIAL SERVICES INC., and E. F. HUTTON & COMPANY INC. Michael holds Series 7, Series 63, and SIE licenses.

Firm Information

Michael Azzinaro is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Michael Azzinaro’s Registration & Firm History

NY

06/01/2015 - Present

Loop Capital Markets LLC (NEW YORK NY)

NY

04/15/2009 - 04/24/2014

STERNE, AGEE & LEACH, INC. (NEW YORK NY)

NY

07/07/2008 - 04/16/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

01/16/2006 - 06/18/2008

UBS SECURITIES LLC (NEW YORK NY)

NJ

12/21/1988 - 01/16/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

05/14/1988 - 12/14/1988

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

03/22/1984 - 05/14/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 04/25/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Peter Azzinaro.
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