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Michael Paul Sweeney

PFS Investments Inc.

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About Michael Paul Sweeney

Michael Sweeney is a registered representative of PFS Investments Inc. Michael has been in the industry since January 2, 2016 and is a registered investment advisor representative in Rhode Island. Michael holds Series 6, 26, 63 and 65 licenses, as well as the SIE. Michael also has outside business activities involving sales of investment-related products, loan products, home security and automation products, and other home related services.

Firm Information

Michael Sweeney is currently registered with PFS Investments Inc.. PFS Investments Inc., a corporation formed in 1981, is an investment advisor with a primary office in Duluth, GA. The firm offers portfolio management services to individuals and provides advisory services in 53 states, as well as at the federal level. PFS Investments manages approximately $8.46 billion in assets for over 59,800 clients, including individuals, high-net-worth individuals, corporations, and charitable organizations.
PFS Investments Inc.

1404 ATWOOD AVE

JOHNSTON, RI 02919

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Sweeney’s Registration & Firm History

RI

01/31/2022 - Present

PFS Investments Inc. (JOHNSTON RI)

RI

12/15/2015 - 12/31/2015

PFS INVESTMENTS INC. (JOHNSTON RI)

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Licenses & Designations

IA

Issued 1/9/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 3/15/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/4/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Paul Sweeney. Review regulatory record here.
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