Unclaimed
Michael Stanton is a financial professional with over 11 years of experience in the securities industry. Michael is currently registered with Icapital Markets LLC in New York, New York. Previously, Michael was registered with ICAPITAL SECURITIES, LLC and DEMATTEO MONNESS LLC. Michael holds the Series 7, Series 24, Series 63, Series 14 and Series 99TO licenses. Michael has a strong background in compliance, operations and securities trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
08/11/2015 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
NY
04/03/2012 - 07/10/2015
DEMATTEO MONNESS LLC (NEW YORK NY)
BC
Issued 08/03/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/27/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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