Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sofka is a financial advisor at Raymond James & Associates, Inc., a firm that manages between $1 billion and $10 billion in assets. Michael is registered with the state of Ohio as a Registered Representative and Investment Advisor Representative. Michael has been in the financial services industry since 2013. Prior to joining Raymond James & Associates, Inc., Michael worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and corporations. Michael is also a member of the Hunger Network of Greater Cleveland and Brady's K9, both charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
06/09/2023 - Present
Raymond James & Associates, Inc. (WESTLAKE OH)
OH
04/11/2013 - 05/26/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTLAKE OH)
BOTH
Issued 06/12/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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