linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Paul Smith

Fifth Third Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Paul Smith

Michael Smith is a registered representative with Fifth Third Securities, Inc. Michael has 18 years of experience in the securities industry and is currently registered with FINRA as a registered representative. Michael has passed the Series 6, Series 7 and Series 66 exams. Michael has been registered with FINRA since 2006. Michael is licensed to offer securities and investment advisory services in 24 states. Michael's previous employers include Invest Financial Corporation and Park Avenue Securities LLC. Michael is a musician in Cincinnati, OH and owns rental property in Cincinnati, OH.

Firm Information

Michael Smith is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Smith’s Registration & Firm History

OH

07/25/2012 - Present

Fifth Third Securities, Inc. (FAIRFIELD OH)

OH

08/16/2006 - 04/09/2012

INVEST FINANCIAL CORPORATION (CINCINNATI OH)

NY

05/14/2001 - 11/07/2001

PARK AVENUE SECURITIES LLC (NEW YORK NY)

Not sure if Michael Paul Smith is right for you?

Licenses & Designations

BOTH

Issued 08/17/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/2006

Series 7 - General Securities Representative Examination

BC

Issued 05/11/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Paul Smith.
Not sure if Michael Paul Smith is right for you?