Unclaimed
Michael Paul Smith is a registered representative with Fifth Third Securities, Inc. Michael has been in the securities industry since June 4, 2006. Michael is registered with the following regulators: FINRA, and the state of Ohio. Michael's office is located in Fairfield, OH at 6120 SOUTH GILMORE ROAD, SUITE 206.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
07/25/2012 - Present
Fifth Third Securities, Inc. (FAIRFIELD OH)
OH
08/16/2006 - 04/09/2012
INVEST FINANCIAL CORPORATION (CINCINNATI OH)
NY
05/14/2001 - 11/07/2001
PARK AVENUE SECURITIES LLC (NEW YORK NY)
BOTH
Issued 8/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/15/2006
Series 7 - General Securities Representative Examination
BC
Issued 5/11/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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