Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Serfillippi is a registered representative with MML Investors Services, LLC. Michael is active in Connecticut and Massachusetts. Michael has been in the industry since June 3, 2008, and has experience in both the investment advisory and brokerage fields. Michael has passed several industry exams including Series 7, Series 24, Series 52TO, Series 53, and Series 99TO. Michael has worked for People's Securities, Inc. in the past, and is currently affiliated with MassMutual. Michael’s previous firm was inactive in both broker-dealer and investment advisory scopes before their departure in December 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
01/04/2019 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
CT
05/05/2008 - 12/03/2018
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
BOTH
Issued 07/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/28/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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