Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Paul Schumacher is a financial advisor with Wells Fargo Securities, LLC, based in New York, NY. Michael has been in the financial industry since October 3, 1994. He has a broad range of experience, having previously worked at UBS Securities LLC, Norfolk Markets, LLC, Bedrok Securities LLC, Citigroup Global Markets Inc., Salomon Brothers Inc., and J.P. Morgan Securities Inc. Michael is a highly experienced advisor with extensive knowledge and expertise in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/22/2015 - Present
Wells Fargo Securities, LLC (New York NY)
NY
06/24/2010 - 08/11/2015
UBS SECURITIES LLC (NEW YORK NY)
NY
04/20/2009 - 06/14/2010
NORFOLK MARKETS, LLC (NEW YORK NY)
NY
08/21/2008 - 04/30/2009
BEDROK SECURITIES LLC (RYE NY)
NY
03/13/1996 - 08/15/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
03/17/1994 - 10/18/1995
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 03/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/11/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1996
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 03/16/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Schumacher is the right advisor for you? Invested Better is here to help.
