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Michael Paul Rudy

Sanctuary Securities, Inc.

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About Michael Paul Rudy

Michael Rudy is a financial advisor with Sanctuary Securities, Inc. Michael has been in the securities industry since 2012. Michael has passed the Series 7, Series 52, Series 53, Series 24, and SIE exams. Michael is registered with FINRA. Michael was previously registered with Commonwealth Financial Network.

Firm Information

Michael Rudy is currently registered with Sanctuary Securities, Inc.. Sanctuary Securities, Inc. is a corporation formed on March 7, 1978, and is registered in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has a history of regulatory events, with 19 disclosures related to such events, and has been involved in 9 arbitrations and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Rudy’s Registration & Firm History

IN

01/07/2022 - Present

Sanctuary Securities, Inc. (INDIANAPOLIS IN)

CA

09/21/2012 - 01/03/2022

COMMONWEALTH FINANCIAL NETWORK (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 01/25/2018

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/17/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2017

Series 52 - Municipal Securities Representative Examination

BC

Issued 09/20/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Paul Rudy.
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