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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Roberts is a financial advisor with Morgan Stanley. Michael has been working in the financial services industry since April 1992. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 24, and SIE licenses. Michael is also registered in over 50 states, including California and Texas. Michael provides a variety of services to individual and institutional clients, including financial planning, portfolio management, and asset allocation advice. Michael has a proven track record of success in helping clients achieve their financial goals. Prior to joining Morgan Stanley, Michael worked at UBS Financial Services Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, and Chatfield Dean & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/11/2020 - Present
Morgan Stanley (San Diego CA)
CA
07/14/2003 - 11/19/2009
UBS FINANCIAL SERVICES INC. (SAN DIEGO CA)
MO
05/13/1997 - 07/21/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/29/1994 - 05/09/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CO
04/10/1992 - 08/02/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 04/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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