Unclaimed
Michael Paul Prentice is a registered investment advisor representative with Tiaa-Cref Individual & Institutional Services, LLC. Michael has been in the financial services industry since 2010. Michael is registered to provide investment advisory services in 51 states and the District of Columbia. Michael also holds the Series 63, Series 65, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
01/05/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Lewisville TX)
IA
Issued 01/05/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/16/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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