Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Nochimson is a financial professional with over 25 years of experience in the industry. He has worked with various financial institutions, including Goldman, Sachs & Co., Spear, Leeds & Kellogg, L.P., Garban LLC, ICAP Corporates LLC, and currently with Maxim Group LLC. Michael holds Series 3, 7, 55, 57TO, and SIE licenses. He is registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/06/2014 - Present
Maxim Group LLC (RED BANK NJ)
NJ
06/16/2004 - 01/15/2014
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
09/09/2002 - 03/09/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
09/12/1998 - 09/09/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
03/27/1996 - 09/23/1997
GARBAN LLC (NEW YORK NY)
BC
Issued 12/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2003
Series 3 - National Commodity Futures Examination
BC
Issued 12/23/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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