Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Paul Nielsen is a financial advisor with Wells Fargo Clearing Services, LLC in Minneapolis, Minnesota. Michael has been in the industry since 2012. Michael is licensed to sell securities in Minnesota and is also registered as an investment advisor representative. Michael has passed Series 7TO, Series 63, Series 65, and SIE exams. Michael's current firm, Wells Fargo Clearing Services, LLC is a large firm with over $10 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
05/20/2024 - Present
Wells Fargo Clearing Services, LLC (MINNEAPOLIS MN)
NY
09/06/2012 - 12/04/2012
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
IA
Issued 05/20/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/11/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/18/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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