Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Montaldo is a financial advisor with over 17 years of experience in the industry. Michael is currently registered with Charles Schwab & Co., Inc. and holds Series 7, 9, 10, 24, 63, and 66 licenses. Michael has previously worked at E*TRADE SECURITIES LLC, Morgan Stanley, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, NATIONAL SECURITIES CORPORATION, and S.W. BACH & COMPANY. Michael is registered in New York and Texas and provides financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NY
10/04/2023 - Present
Charles Schwab & CO., Inc. (Mt Kisco NY)
NY
12/22/2023 - 07/29/2024
TD AMERITRADE, INC. (Scarsdale NY)
NY
04/28/2009 - 08/21/2023
E*TRADE SECURITIES LLC (New York NY)
NY
01/03/2023 - 08/17/2023
MORGAN STANLEY (New York NY)
NY
02/13/2007 - 12/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/17/2006 - 11/29/2006
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
01/01/2006 - 03/15/2006
S.W. BACH & COMPANY (NEW YORK NY)
BOTH
Issued 02/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/24/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/14/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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