Unclaimed
Michael Misciagna is an active investment advisor representative at Rockefeller Financial LLC, a firm with over $50 billion in assets under management. Michael has been in the industry since July 1, 2011 and is registered in 53 states. Michael specializes in financial planning, pension consulting, and selection of other advisors. Michael is also a portfolio manager for businesses and individuals. Michael has been with Rockefeller Financial LLC since November 11, 2018, and previously worked at GSP Securities LLC and Axiom Capital Management, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/11/2018 - Present
Rockefeller Financial LLC (New York NY)
NY
04/25/2018 - 11/14/2018
AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)
NY
06/10/2011 - 04/02/2018
GSP SECURITIES LLC (NEW YORK NY)
BC
Issued 06/17/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/19/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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