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Michael Paul McGinty

Vanguard Marketing Corp.

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About Michael Paul McGinty

Michael McGinty is a financial advisor with Vanguard Marketing Corp. Michael has been in the financial services industry since 2016. Michael is a Series 6, 7, 63 and 65 licensed advisor and has held prior registrations with PNC Investments and Northwestern Mutual Investment Services, LLC.

Firm Information

Michael McGinty is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael McGinty’s Registration & Firm History

PA

07/18/2017 - Present

Vanguard Marketing Corp. (MALVERN PA)

PA

11/07/2016 - 05/04/2017

PNC INVESTMENTS (OAKMONT PA)

PA

05/03/2016 - 10/14/2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PITTSBURGH PA)

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Licenses & Designations

IA

Issued 12/22/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/23/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2017

Series 7 - General Securities Representative Examination

BC

Issued 05/03/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Paul McGinty.
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