Unclaimed
Michael McGinty is a financial advisor with Vanguard Marketing Corp. Michael has been in the financial services industry since 2016. Michael is a Series 6, 7, 63 and 65 licensed advisor and has held prior registrations with PNC Investments and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/18/2017 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
11/07/2016 - 05/04/2017
PNC INVESTMENTS (OAKMONT PA)
PA
05/03/2016 - 10/14/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PITTSBURGH PA)
IA
Issued 12/22/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/03/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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