Unclaimed
Michael Mattera is a financial professional with over 10 years of experience in the industry. Michael holds the Series 7, 24, 99, and SIE licenses and has been a registered representative with Voya Investments Distributor, LLC since August 2023. Previously, Michael was employed with Legg Mason Investor Services, LLC from May 2010 to August 2020. Michael's focus is on providing investment advice and guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
08/16/2023 - Present
Voya Investments Distributor, LLC (Atlanta GA)
CT
05/25/2010 - 08/21/2020
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
BC
Issued 05/20/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/20/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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