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Michael Paul Huddles

Northwestern Mutual Investment Services, LLC

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About Michael Paul Huddles

Michael Paul Huddles is a financial professional with over 20 years of experience in the financial services industry. Michael is currently registered with Northwestern Mutual Investment Services, LLC in New Jersey and works out of their New York, NY branch office. Michael holds the Series 63, Series 66, Series 7, and SIE securities licenses. Michael previously worked with National Securities Corporation, Reid & Rudliger LLC, MML Investors Services, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, J.P. Turner & Company, L.L.C., First Union Securities, Inc., and Global Capital Securities Corporation.

Firm Information

Michael Huddles is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

875 3RD AVE FL 23

NEW YORK, NY 10022

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Huddles’s Registration & Firm History

NY

05/10/2018 - Present

Northwestern Mutual Investment Services, LLC (NEW YORK NY)

NY

03/21/2011 - 04/07/2018

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

10/25/2006 - 03/21/2011

REID & RUDIGER LLC (NEW YORK NY)

MD

10/27/2003 - 05/04/2006

MML INVESTORS SERVICES, INC. (HUNT VALLEY MD)

MN

04/21/2003 - 10/30/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

04/21/2003 - 10/30/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

08/19/2002 - 09/03/2002

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

08/19/2002 - 09/03/2002

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

GA

05/29/2002 - 07/17/2002

J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)

MO

03/27/2002 - 04/03/2002

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

CO

07/11/2001 - 03/26/2002

GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)

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Licenses & Designations

BOTH

Issued 1/2/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 7/23/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/10/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Paul Huddles.
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