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Michael Paul Guzzardo

Northwestern Mutual Investment Services, LLC

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About Michael Paul Guzzardo

Michael Paul Guzzardo is a financial advisor with Northwestern Mutual Investment Services, LLC, located in Florham Park, NJ. Michael has been in the financial services industry since July 22, 2002. Michael has a Series 7, Series 31 and Series 63 securities license and a Series 65 investment advisory license. Michael is also registered as an investment advisor representative in Kentucky, New Jersey, and New York. In addition to working with Northwestern Mutual Investment Services, LLC, Michael also has other business activities as an associated person with Laurence T. Celniker, a private advisor group located in Fairfield, NJ.

Firm Information

Michael Guzzardo is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

500 Campus Dr Ste 300

Florham Park, NJ 07932

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Guzzardo’s Registration & Firm History

NJ

06/03/2005 - Present

Northwestern Mutual Investment Services, LLC (Florham Park NJ)

TN

06/28/2004 - 11/15/2004

ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)

NY

10/03/2002 - 03/03/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

CT

08/24/2000 - 09/06/2001

PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)

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Licenses & Designations

IA

Issued 10/10/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 8/30/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/24/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 8/23/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Paul Guzzardo.
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