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Michael Paul Giles

Prudential Annuities Distributors, Inc.

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About Michael Paul Giles

Michael Giles is a registered representative with Prudential Annuities Distributors, Inc. Michael has been in the financial services industry since August 17, 2002. Michael is licensed in California, District of Columbia, Florida, Maryland, and South Dakota. Michael holds the Series 66 and Series 7 securities licenses.

Firm Information

Michael Giles is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Giles’s Registration & Firm History

CT

09/12/2011 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

MN

07/23/2010 - 09/06/2011

ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)

AZ

01/07/2004 - 07/19/2010

DIRECTED SERVICES LLC (PHOENIX AZ)

MN

08/08/2002 - 01/05/2004

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

08/08/2002 - 01/05/2004

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 08/27/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Paul Giles.
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