Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Paul Fitzgerald is a registered representative with over 25 years of experience in the financial services industry. Michael has worked with National Financial Services LLC since 2007, and prior to that, held a position with Fidelity Brokerage Services LLC. Previously, Michael held a position at John Hancock Distributors, Inc. in Boston, MA. Michael is licensed to offer investment advisory services in Rhode Island. Michael's areas of expertise include securities trading, investment company products and variable contracts, and options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
01/26/2007 - Present
National Financial Services LLC (SMITHFIELD RI)
MA
11/28/1997 - 01/23/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 11/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/10/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/21/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/26/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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