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Michael Paul Fenton

Lake Street Capital Markets, LLC

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About Michael Paul Fenton

Michael Fenton is a financial professional with over 25 years of experience in the financial industry. Michael is currently registered with Lake Street Capital Markets, LLC in Minnesota and New York. Prior to joining Lake Street Capital Markets, Michael worked at AEGIS CAPITAL CORP. in New York. Michael has a Series 7, Series 63, Series 66, and Series 79 license, and is also a holder of the SIE.

Firm Information

Michael Fenton is currently registered with Lake Street Capital Markets, LLC. Lake Street Capital Markets, LLC is a Limited Liability Company formed in May 2012. The firm is registered with the Securities and Exchange Commission and is also registered in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Fenton’s Registration & Firm History

MN

12/02/2019 - Present

Lake Street Capital Markets, LLC (MINNEAPOLIS MN)

NY

06/25/2018 - 10/10/2019

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

01/18/2017 - 07/02/2018

CRAFT CAPITAL MANAGEMENT LLC (Garden City NY)

NY

05/04/2016 - 06/23/2016

KOYOTE TRADING LLC (NEW YORK NY)

NY

02/02/2012 - 04/22/2016

MAXIM GROUP LLC (NEW YORK NY)

NY

03/24/2003 - 02/24/2012

GILFORD SECURITIES INCORPORATED (MELVILLE NY)

NY

01/31/1997 - 03/21/2003

KSH INVESTMENT GROUP, INC. (GREAT NECK NY)

NY

12/07/1994 - 01/22/1997

SMITH BARNEY INC. (NEW YORK NY)

NY

01/21/1994 - 10/28/1994

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/07/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/27/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Michael Paul Fenton. Review regulatory record here.
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