Unclaimed
Michael Ellis is a financial advisor who is currently registered with Evercore Group LLC. Michael has been in the financial industry since November 28, 2014. Michael has held previous roles at Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC. Michael is licensed to provide financial advice in 36 states across the country and holds Series 7, SIE, and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/12/2024 - Present
Evercore Group LLC (NEW YORK NY)
NY
11/04/2015 - 05/06/2022
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
IL
08/15/2012 - 09/25/2015
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
BC
Issued 08/15/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
Not sure Michael Ellis is the right advisor for you? Invested Better is here to help.