Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Paul Dimattia is a financial advisor with UBS Securities LLC. Michael has been in the industry since 2009, and has worked for Goldman Sachs & Co. LLC, Schroder Fund Advisors LLC, and WELLS FARGO SECURITIES, LLC. Michael holds the Series 63, SIE, Series 87, Series 86, and Series 7 licenses. Michael is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
01/14/2022 - Present
UBS Securities LLC (Boston MA)
MA
06/03/2019 - 01/13/2022
WELLS FARGO SECURITIES, LLC (Boston MA)
NY
08/09/2013 - 05/25/2017
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
08/09/2011 - 07/23/2013
SCHRODER FUND ADVISORS LLC (NEW YORK NY)
NY
01/19/2010 - 10/11/2010
THE BUCKINGHAM RESEARCH GROUP INCORPORATED (NEW YORK NY)
NY
06/19/2007 - 12/31/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
08/19/2003 - 08/17/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 07/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/31/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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