Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Paul Cummins is a financial advisor who has been in the industry since 1998. Michael Paul Cummins is currently registered with The Ayco Company, LP, and has been associated with them since 2000. Prior to this, Michael Paul Cummins was registered with Mercer Allied Company, L.P. and SWS Financial Services. Michael Paul Cummins is registered in the state of Texas as an Investment Advisor Representative and holds Series 3, 63, 65 and 7 licenses. Michael Paul Cummins specializes in providing financial planning, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses and portfolio management for individuals. Michael Paul Cummins also serves as an advisory board member for Salt Lake Mattress & Manufacturing Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
12/30/1999 - Present
THE Ayco Company, LP (Dallas TX)
TX
03/28/2000 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (DALLAS TX)
TX
01/01/1999 - 03/20/2000
SWS FINANCIAL SERVICES (DALLAS TX)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Cummins is the right advisor for you? Invested Better is here to help.
