Unclaimed
Michael Patrick Wooten is a financial advisor with Pacific Select Distributors, LLC. Michael has been in the financial services industry for over 10 years and is licensed to provide financial advice in Nebraska. Michael holds several licenses and certifications including Series 7, Series 63, Series 6, and Series 3. He is also a registered representative with the Financial Industry Regulatory Authority (FINRA). Michael has a long history of working in the financial services industry including previous roles with TD Ameritrade, Inc., Northern Lights Distributors, LLC, Farmers Financial Solutions, LLC, and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
05/30/2019 - Present
Pacific Select Distributors, LLC (OMAHA NE)
NE
12/01/2017 - 06/03/2019
TD AMERITRADE, INC. (OMAHA NE)
NE
10/02/2014 - 07/10/2017
NORTHERN LIGHTS DISTRIBUTORS, LLC (OMAHA NE)
NE
02/06/2012 - 12/12/2012
FARMERS FINANCIAL SOLUTIONS, LLC (OMAHA NE)
NE
05/26/2011 - 09/06/2011
WELLS FARGO ADVISORS, LLC (BELLEVUE NE)
IA
Issued 07/20/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/05/2015
Series 3 - National Commodity Futures Examination
BC
Issued 05/25/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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