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Michael Patrick Woods

Northwestern Mutual Investment Services, LLC

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About Michael Patrick Woods

Michael Patrick Woods is a financial advisor with over 14 years of experience in the financial services industry. Michael Woods is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since October 2017. Prior to joining Northwestern Mutual, Michael Woods was employed with ABEL/NOSER CORP., SAMUEL A RAMIREZ & CO., INC., and RAMIREZ TRADETREK SECURITIES LLC. Michael Patrick Woods holds a Series 7, Series 55, and Series 63 license. Michael Woods specializes in investment research, referrals to other advisors, and providing financial advice to individuals.

Firm Information

Michael Woods is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Woods’s Registration & Firm History

CT

10/16/2017 - Present

Northwestern Mutual Investment Services, LLC (WESTPORT CT)

NY

05/19/2009 - 07/27/2016

ABEL/NOSER CORP. (NEW YORK NY)

NY

02/09/2009 - 03/05/2009

SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)

NY

02/06/2008 - 03/05/2009

RAMIREZ TRADETREK SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/31/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/05/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Patrick Woods.
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