Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Walsh is a financial advisor with over 35 years of experience in the industry. Michael is currently registered with SG Americas Securities, LLC and has been with the firm since December 2006. Prior to this, Michael was employed by Commerzbank Capital Markets Corp., Deutsche Bank Securities Inc., Robert Fleming Inc., Lehman Brothers Inc., and Drexel Burnham Lambert Incorporated. Michael holds a Series 63 state license and several principal and product licenses including Series 7, 9, 10, 24, 27, 57TO, 79TO, 99TO, and the SIE. Michael currently works out of the New York branch of the firm located at 245 Park Avenue.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/11/2006 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
04/22/1999 - 03/21/2005
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
NY
07/14/1998 - 02/26/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/13/1995 - 06/24/1998
ROBERT FLEMING INC. (NEW YORK NY)
NY
03/03/1992 - 07/20/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/24/1982 - 03/14/1990
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 12/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/10/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/10/1996
Series 24 - General Securities Principal Examination
BC
Issued 08/13/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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