Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Patrick Wagner is a financial professional with over 25 years of experience in the industry. Michael is currently registered with Foreside Fund Services, LLC and holds several licenses and registrations, including Series 3, 4, 7, 24, 53, 63 and 65. Michael's experience includes time at firms such as J.P. Morgan Institutional Investments Inc., First Chicago NBD Investment Services, Inc. and Pacific Brokerage Services, Inc. Michael has experience in a variety of areas, including investments, brokerage, and trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/05/2015 - Present
Foreside Fund Services, LLC (Chicago IL)
IL
11/17/2004 - 06/20/2012
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CHICAGO IL)
IL
04/18/1990 - 09/19/1997
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
CA
07/01/1988 - 04/17/1990
PACIFIC BROKERAGE SERVICES, INC. (LOS ANGELES CA)
NA
08/18/1987 - 02/12/1988
OBERWEIS SECURITIES, INC.
BC
Issued 07/08/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/24/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/1991
Series 24 - General Securities Principal Examination
BC
Issued 03/13/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/05/1990
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/29/2004
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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