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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sullivan is a financial advisor with LPL Financial LLC in Duxbury, Massachusetts. Michael Sullivan has been in the industry since 2008 and holds Series 31, 66, and 7 licenses, as well as the SIE exam. Michael Sullivan has been registered with the state of Massachusetts since 2011 and also holds registrations in Connecticut, New Hampshire, New York, and Utah. Michael Sullivan's prior experience includes roles at Ameriprise Financial Services, Inc. and Morgan Stanley & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
06/15/2011 - Present
LPL Financial LLC (DUXBURY MA)
MA
03/19/2009 - 06/20/2011
AMERIPRISE FINANCIAL SERVICES, INC. (CHARLESTOWN MA)
MA
03/11/2008 - 03/12/2009
MORGAN STANLEY & CO. INCORPORATED (MANCHESTER BY THE SEA MA)
BOTH
Issued 07/23/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 03/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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