Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Stapleton is a securities professional with over 30 years of experience in the financial services industry. Michael holds a Series 7, Series 24, Series 4, Series 8, and Series 57TO licenses, and is a Registered Representative and Principal of Avatar Securities, LLC. Previous employment includes positions at Quasar Trading, LLC, Coastal Trade Securities, LLC, Hold Brothers Capital LLC, Hold Brothers On-Line Investment Services L.L.C., Assent LLC, Andover Brokerage, L.L.C., and Donaldson, Lufkin & Jenrette Securities Corporation. Michael has a strong background in trading and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/27/2014 - Present
Avatar Securities, LLC (NEW YORK NY)
PR
03/06/2013 - 08/08/2014
QUASAR TRADING, LLC (SAN JUAN PR)
NJ
09/11/2012 - 06/27/2013
COASTAL TRADE SECURITIES, LLC (SHORT HILLS NJ)
NY
10/18/2011 - 09/06/2012
HOLD BROTHERS CAPITAL LLC (NEW YORK NY)
NJ
05/28/2010 - 09/06/2012
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (HOBOKEN NJ)
NJ
03/03/2003 - 05/28/2010
ASSENT LLC (PARSIPPANY NJ)
NY
10/24/2001 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
07/29/1996 - 08/22/2000
ON-LINE INVESTMENT SERVICES, INC. (NEW YORK NY)
NJ
08/01/1991 - 07/12/1996
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 10/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/1994
Series 24 - General Securities Principal Examination
BC
Issued 07/16/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/27/1994
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/30/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
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